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Locke on testimony and probability (Essay IV.xv–xvi)

John Locke, An Essay Concerning Human Understanding (1690)

Why it is here

Locke on the two grounds of probability, our own experience and the testimony of others, and on why each further remove from the first witness weakens the proof.

Why it matters

Locke treats testimony as one of the two grounds of probability, alongside conformity with our own experience, and he gives rules for weighing it: the number of witnesses, their integrity, their skill, the design of the author, the consistency of the parts and circumstances of the relation, and contrary testimonies. His King of Siam, who refused to believe that water could become hard enough to walk on, shows how experience can rightly and wrongly weigh against what we are told.

The passage that matters most to my own work is about chains. Any testimony, Locke says, the further it is removed from the original truth, the less force and proof it has; and no probability can rise higher than its first original. A copy of a copy is weaker than the copy.

That is a reductionist’s way of putting a point I make differently, about what links in a chain preserve. A link that faithfully relays a particular claim keeps its connection to the first witness. A language model is not such a link: it does not relay anyone’s report but generates text from the pattern of many. On Locke’s terms, its answers have no ‘first original’ to be removed from, which is one way of saying why chains of AI-generated text preserve text, not warrant.

Probability is the appearance of Agreement upon fallible Proofs (the mathematician of credit)

Essay, Book IV, Chapter XV, §1

As DEMONSTRATION is the showing the agreement or disagreement of two ideas, by the intervention of one or more proofs, which have a constant, immutable, and visible connexion one with another; so PROBABILITY is nothing but the appearance of such an agreement or disagreement, by the intervention of proofs, whose connexion is not constant and immutable, or at least is not perceived to be so, but is, or appears for the most part to be so, and is enough to induce the mind to judge the proposition to be true or false, rather than the contrary. For example: in the demonstration of it a man perceives the certain, immutable connexion there is of equality between the three angles of a triangle, and those intermediate ones which are made use of to show their equality to two right ones; and so, by an intuitive knowledge of the agreement or disagreement of the intermediate ideas in each step of the progress, the whole series is continued with an evidence, which clearly shows the agreement or disagreement of those three angles in equality to two right ones: and thus he has certain knowledge that it is so. But another man, who never took the pains to observe the demonstration, hearing a mathematician, a man of credit, affirm the three angles of a triangle to be equal to two right ones, assents to it, i.e. receives it for true: in which case the foundation of his assent is the probability of the thing; the proof being such as for the most part carries truth with it: the man on whose testimony he receives it, not being wont to affirm anything contrary to or besides his knowledge, especially in matters of this kind: so that that which causes his assent to this proposition, that the three angles of a triangle are equal to two right ones, that which makes him take these ideas to agree, without knowings them to do so, is the wonted veracity of the speaker in other cases, or his supposed veracity in this.

The Grounds of Probability are two: Conformity with our own Experience, or the Testimony of others

Essay, Book IV, Chapter XV, §4

Probability then, being to supply the defect of our knowledge, and to guide us where that fails, is always conversant about propositions whereof we have no certainty, but only some inducements to receive them for true. The grounds of it are, in short, these two following:--

First, The conformity of anything with our own knowledge, observation, and experience.

Secondly, The testimony of others, vouching their observation and experience. In the testimony of others is to be considered: 1. The number. 2. The integrity. 3. The skill of the witnesses. 4. The design of the author, where it is a testimony out of a book cited. 5. The consistency of the parts, and circumstances of the relation. 6. Contrary testimonies.

All the Arguments pro and con ought to be examined (the King of Siam)

Essay, Book IV, Chapter XV, §5

Probability wanting that intuitive evidence which, infallibly determines the understanding and produces certain knowledge, the mind, if it WILL PROCEED RATIONALLY, ought to examine all the grounds of probability, and see how they make more or less for or against any proposition, before it assents to or dissents from it; and, upon a due balancing the whole, reject or receive it, with a more or less firm assent, proportionably to the preponderancy of the greater grounds of probability on one side or the other. For example:--

If I myself see a man walk on the ice, it is past probability; it is knowledge. But if another tells me he saw a man in England, in the midst of a sharp winter, walk upon water hardened with cold, this has so great conformity with what is usually observed to happen, that I am disposed by the natures of the thing itself to assent to it; unless some manifest suspicion attend the relation of that matter of fact. But if the same thing be told to one born between the tropics, who never saw nor heard of any such thing before, there the whole probability relies on testimony: and as the relators are more in number, and of more credit, and have no interest to speak contrary to the truth, so that matter of fact is like to find more or less belief. Though to a man whose experience has always been quite contrary, and who has never heard of anything like it, the most untainted credit of a witness will scarce be able to find belief. As it happened to a Dutch ambassador, who entertaining the king of Siam with the particularities of Holland, which he was inquisitive after, amongst other things told him, that the water in his country would sometimes, in cold weather, be so hard, that men walked upon it, and that it would bear an elephant, if he were there. To which the king replied, HITHERTO I HAVE BELIEVED THE STRANGE THINGS YOU HAVE TOLD ME, BECAUSE I LOOK UPON YOU AS A SOBER FAIR MAN, BUT NOW I AM SURE YOU LIE.

Probable arguments capable of great Variety (the opinion of others)

Essay, Book IV, Chapter XV, §6

Upon these grounds depends the probability of any proposition: and as the conformity of our knowledge, as the certainty of observations, as the frequency and constancy of experience, and the number and credibility of testimonies do more or less agree or disagree with it, so is any proposition in itself more or less probable. There is another, I confess, which, though by itself it be no true ground of probability, yet is often made use of for one, by which men most commonly regulate their assent, and upon which they pin their faith more than anything else, and that is, THE OPINION OF OTHERS; though there cannot be a more dangerous thing to rely on, nor more likely to mislead one; since there is much more falsehood and error among men, than truth and knowledge. And if the opinions and persuasions of others, whom we know and think well of, be a ground of assent, men have reason to be Heathens in Japan, Mahometans in Turkey, Papists in Spain, Protestants in England, and Lutherans in Sweden. But of this wrong ground of assent I shall have occasion to speak more at large in another place.

Traditional Testimonies, the further removed the less their Proof becomes (the copy of a copy)

Essay, Book IV, Chapter XVI, §10

This is what concerns assent in matters wherein testimony is made use of: concerning which, I think, it may not be amiss to take notice of a rule observed in the law of England; which is, That though the attested copy of a record be good proof, yet the copy of a copy, ever so well attested, and by ever so credible witnesses, will not be admitted as a proof in judicature. This is so generally approved as reasonable, and suited to the wisdom and caution to be used in our inquiry after material truths, that I never yet heard of any one that blamed it. This practice, if it be allowable in the decisions of right and wrong, carries this observation along with it, viz. THAT ANY TESTIMONY, THE FURTHER OFF IT IS FROM THE ORIGINAL TRUTH, THE LESS FORCE AND PROOF IT HAS. The being and existence of the thing itself, is what I call the original truth. A credible man vouching his knowledge of it is a good proof; but if another equally credible do witness it from his report, the testimony is weaker: and a third that attests the hearsay of an hearsay is yet less considerable. So that in traditional truths, each remove weakens the force of the proof: and the more hands the tradition has successively passed through, the less strength and evidence does it receive from them. This I thought necessary to be taken notice of: because I find amongst some men the quite contrary commonly practised, who look on opinions to gain force by growing older; and what a thousand years since would not, to a rational man contemporary with the first voucher, have appeared at all probable, is now urged as certain beyond all question, only because several have since, from him, said it one after another. Upon this ground propositions, evidently false or doubtful enough in their first beginning, come, by an inverted rule of probability, to pass for authentic truths; and those which found or deserved little credit from the mouths of their first authors, are thought to grow venerable by age, are urged as undeniable.

Yet History is of great Use (no probability can rise higher than its first original)

Essay, Book IV, Chapter XVI, §11

I would not be thought here to lessen the credit and use of HISTORY: it is all the light we have in many cases, and we receive from it a great part of the useful truths we have, with a convincing evidence. I think nothing more valuable than the records of antiquity: I wish we had more of them, and more uncorrupted. But this truth itself forces me to say, That no probability can rise higher than its first original. What has no other evidence than the single testimony of one only witness must stand or fall by his only testimony, whether good, bad, or indifferent; and though cited afterwards by hundreds of others, one after another, is so far from receiving any strength thereby, that it is only the weaker. Passion, interest, inadvertency, mistake of his meaning, and a thousand odd reasons, or capricios, men's minds are acted by, (impossible to be discovered,) may make one man quote another man's words or meaning wrong. He that has but ever so little examined the citations of writers, cannot doubt how little credit the quotations deserve, where the originals are wanting; and consequently how much less quotations of quotations can be relied on. This is certain, that what in one age was affirmed upon slight grounds, can never after come to be more valid in future ages by being often repeated. But the further still it is from the original, the less valid it is, and has always less force in the mouth or writing of him that last made use of it than in his from whom he received it.

Questions for discussion

  1. Locke names two grounds of probability: conformity with our own experience and the testimony of others. How should they be weighed when they conflict, as in the story of the King of Siam?
  2. Locke says each further remove from the first witness weakens a testimony. Is that always true? Can a chain of reports ever be stronger than its source?
  3. If testimony loses force with distance, how can we know anything about the ancient past? What answer does Locke give, and is it enough?

The text and its source

Edition
An Essay Concerning Human Understanding, Volume 2 (Books III–IV), Project Gutenberg eBook #10616. The e-text is headed "[Based on the 2d Edition]" but includes material added in later editions (e.g. Book IV, ch. XIX "Of Enthusiasm", first added in the 4th edition, 1700) and the marginal section summaries; the exact print source is not stated.
Status
Public domain: first published 1690 (dated 1690, issued December 1689); Locke died 1704.
Notes on the text
Each passage is the body of one numbered section; the section heading (Locke's marginal summary as printed in the e-text) is used as the label. The e-text renders Locke's italics/small capitals in CAPITALS (e.g. "THE OPINION OF OTHERS", the King of Siam's reply) and once with underscores ("_I_"); kept as found. Cross-check: every passage was compared word-for-word with the archive.org OCR of A. C. Fraser's edition (Oxford: Clarendon Press, 1894, vol. II; archive.org essayconcerningh0002lock). The e-text agrees with Fraser's wording throughout these passages except for three e-text slips, which are KEPT here because the e-text is the source, but which the editor should emend: §1 "without knowings them to do so" (Fraser: "knowing"); §5 "intuitive evidence which, infallibly determines" (Fraser: no comma); §5 "disposed by the natures of the thing itself" (Fraser: "nature"). "capricios" (§11) is Locke's word and is in Fraser. The requested phrase "the testimony of others, vouching their observation and experience" is in §4.

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John Locke. An Essay Concerning Human Understanding. In: Locke on testimony and probability (Essay IV.xv–xvi), abhinavsaxena.in library. https://abhinavsaxena.in/library/locke-testimony/

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